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Mary Schapiro
Results: 210

#	Item
81	Knight Knight Capital Group, Inc[removed]Wa~hlngton Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-23 12:26:30 Economics Stock market Financial services Commodity Futures Trading Commission U.S. Securities and Exchange Commission Uptick rule Dark liquidity Mary Schapiro Regulation NMS Financial markets Financial economics Finance
82	Comment Letter on Circuit Breaker Rulemaking Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-07 09:51:04 Investment Stock market Commodity Futures Trading Commission Mary Schapiro Euronext Futures contract Chicago Mercantile Exchange New York Stock Exchange Flash Crash NYSE Euronext Financial economics Futures exchanges
83	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-26 11:14:07 Government Crimes Mary Schapiro New York Stock Exchange Elisse B. Walter Fraud Damages Ethics Law Corporate crime U.S. Securities and Exchange Commission
84	10 January 2012 VIA ELECTRONIC MAIL Honorable Mary L. Schapiro Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-11 12:13:14 Commodities market Stock market Financial markets Hedge fund Commodity pool Commodity Futures Trading Commission Foreign exchange market Futures contract Commodity market Financial economics Investment Finance
85	GEORGESOROS February 21, 2012 Chairman Mary L. Schapiro Commissioner Luis-A. Aguilar Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-22 16:33:27 Presidency of Barack Obama Systemic risk United States federal banking legislation Financial regulation U.S. Securities and Exchange Commission Rulemaking Law Government 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis
86	April 20, 2009 The Honorable Mary L. Schapiro Chairman U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-22 09:09:51 Financial regulation International Financial Reporting Standards Financial Accounting Standards Board Generally Accepted Accounting Principles International Accounting Standards Board XBRL Institute of Chartered Accountants of India Financial statement Center for Audit Quality Accountancy Business Finance
87	Michael Monahan Director, Accounting Policy October 28, 2011 Mary L. Schapiro, J.D. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-31 12:29:49 International Accounting Standards Board Business Mary Schapiro The Real Estate Roundtable Finance American Council of Life Insurers Economy of the United States Financial regulation
88	Comment Letter on File No. S7-08-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-15 11:47:58 Financial markets Financial services Gregory Meeks Mary Schapiro Money market fund Federal Reserve System Monetary policy U.S. Securities and Exchange Commission Broker-dealer Financial economics Investment Finance
89	Comment Letter on File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-02 10:35:10 United States securities law Corporate crime U.S. Securities and Exchange Commission Securities regulation in the United States Securities fraud Security Dodd–Frank Wall Street Reform and Consumer Protection Act Capital market Mary Schapiro Financial economics Financial system Finance
90	Carrie L. Chelko, Chief Counsel Lincoln Financial Network 3400 One Commerce Square Philadelphia, PA[removed]1413 [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-17 13:19:16 Financial regulation Registered Investment Advisor Financial Industry Regulatory Authority Registered representative Financial adviser Mary Schapiro U.S. Securities and Exchange Commission Securities Exchange Act ACT United States securities law Financial economics Business